Aplus compliance
About
Aplus Compliance Limited (Aplus) is a limited company incorporated under the Companies Act 1993 in New Zealand. Aplus is specialised in providing consulting services to companies in financial services industry. We help people who want to establish business, optimise operation, rectify deficiencies, and meet regulatory requirements. We endeavour to address obstacles, mitigate risks and resolve problems for our customers. We aim to assist small and medium sized entities in achieving their goals in a sensible business manner by providing pragmatic solutions.
Our core values are integrity, accountability and professionalism.
Aplus compliance
Derek Chen
Derek Chen is a compliance expert specializing in the financial services industry. He has broad knowledge and extensive experience across several fields. He has been involved in complicated compliance projects since 2015.
Derek worked for a leading compliance consulting service provider in New Zealand for four years. He helped hundreds of businesses with the financial license application, FSPR registration, ongoing compliance, and AML compliance. After leaving the consulting company, Derek was in the supervision team of Public Trust supervising fund managers (including KiwiSaver providers) and being a corporate trustee for public bond issuers, e.g., listed property groups and retirement villages.
Besides work, Derek is a gym lover and enjoys experiencing different sports, e.g., tennis, basketball, archery, etc.
Qualifications
Bachelor of Accountancy – China University of Geosciences (Beijing)
Master of Professional Accountancy and Finance – Massey University
Master of Legal Studies – University of Auckland
Certified Anti-Money Laundering Specialist – Association of Certified Anti-Money Laundering Specialists
Services
• Independent AML/CFT Audit
• AML/CFT Consulting and Training
• FMCA Licence Application
• FSPR Registration
• Compliance Consulting
• Investment Due Diligence
• Customer Due Diligence
Language Spoken
English
Mandarin
